Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

589 sourced firms · query 85 ms

Exempt Reporting Adviser
ROBERTS CAPITAL ADVISORS, LLC
CRD 226548 · SEC 802-119119
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ROBIN MARKETS INC
CRD 338821 · SEC 802-134581
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ROCKFORD PARTNERS
CRD 339746 · SEC 802-135013
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ROCKIES VENTURE ADVISER, LLC
CRD 284956 · SEC 802-110073
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROCKWOOD EQUITY PARTNERS LLC
CRD 163846 · SEC 801-126003
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROSECAP INVESTMENT ADVISORS, LLC
CRD 152054 · SEC 801-118154
GRAND JUNCTION, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROSEL WEALTH MANAGEMENT, LLC
CRD 291065 · SEC 801-112145
HIGHLANDS RANCH, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROUBAIX CAPITAL, LLC
CRD 269879 · SEC 801-100510
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RS ASSET MANAGEMENT, LLC
CRD 157768 · SEC 801-79114
COLORADO SPRINGS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RUBICON TECHNOLOGY MANAGEMENT L.L.C.
CRD 169875 · SEC 801-97338
BOULDER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
RYAN FUTURE TECHNOLOGY INC
CRD 340725 · SEC 802-135487
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RYAN INVESTMENTS
CRD 115755 · SEC 801-60589
BASALT, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SACHEM HILL LLC
CRD 174210 · SEC 801-110952
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAGARD REAL ESTATE ADVISORS
CRD 167125 · SEC 801-78724
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SAGE HOSPITALITY INVESTMENT ADVISOR LLC
CRD 324131 · SEC 802-127019
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SANCTUARY ADVISORS
CRD 285428 · SEC 801-118344
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SAPPHIRE TIDE CAPITAL LTD
CRD 340119 · SEC 802-135180
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SARKEE CAPITAL INC
CRD 338243 · SEC 802-134321
COLORADO SPRINGS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SATURN FIVE ADVISORS LLC
CRD 322348 · SEC 801-126812
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
SAVVLY ADVISOR
CRD 321125 · SEC 801-130624
BOULDER, CO
Source release August 3, 2026 · retrieved August 18, 2026