Exempt Reporting Adviser
REEF PASS INVESTORS
CRD 334433 · SEC 802-132279
OLD GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
584 sourced firms · query 81 ms
Reported as registered
REINOVA CAPITAL ADVISORS LLC
CRD 340095 · SEC 801-135387
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RENAISSANCE CAPITAL LLC
CRD 109945 · SEC 801-47147
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RENWAVE KORE, LLC
CRD 331016 · SEC 801-134066
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
REX ADVISERS, LLC
CRD 327283 · SEC 801-128357
FAIRFIELD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RFE MANAGEMENT CORPORATION
CRD 160360 · SEC 801-73601
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RIDGEVIEW ASSET MANAGEMENT PARTNERS, LLC
CRD 283786 · SEC 801-110015
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RISKBRIDGE ADVISORS, LLC
CRD 310396 · SEC 801-119715
NORWALK, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
RIVEROAK INVESTMENT CORP., LLC
CRD 163707 · SEC 802-76124
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RJA ASSET MANAGEMENT LLC
CRD 153428 · SEC 801-71483
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RMC INVESTMENT ADVISORS
CRD 104674 · SEC 801-21902
WEST HARTFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ROSSER CAPITAL PARTNERS MANAGEMENT, L.P.
CRD 172645 · SEC 802-80311
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROSSMORE PRIVATE CAPITAL, LLC
CRD 288453 · SEC 801-110562
GLASTONBURY, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROUND ROCK ADVISORS LLC
CRD 286007 · SEC 801-108989
WILTON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RPO LLC
CRD 318296 · SEC 801-123109
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RYE BROOK CAPITAL, LLC
CRD 288517 · SEC 801-119977
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RZH ADVISORS LLC
CRD 125696 · SEC 801-71454
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAGARD PRIVATE EQUITY SOLUTIONS
CRD 110207 · SEC 801-60051
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAGEBROADVIEW WEALTH MANAGEMENT, LLC
CRD 126472 · SEC 801-100506
FARMINGTON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAGEVIEW CAPITAL LP
CRD 159560 · SEC 801-73568
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026