Exempt Reporting Adviser
AIM MASTER I (BVI) LTD.
CRD 320798 · SEC 802-124904
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 31,268
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
13,271 sourced firms · query 1526 ms
Reported as state-registered
AIONIOS CAPITAL PARTNERS, LLC
CRD 313190
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AIP MANAGEMENT (DIFC) LIMITED
CRD 340527 · SEC 802-135903
DUBAI
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AIR STREET CAPITAL II LP
CRD 328500 · SEC 802-129060
ST. PETER PORT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AIRANGELS MANAGEMENT, LLC
CRD 313675 · SEC 802-135655
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AIRBORNE VC, LLC
CRD 334499 · SEC 802-132037
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AIRTREE VENTURES
CRD 338261 · SEC 802-134989
SURRY HILLS, NEW SOUTH WALES
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AIS ASSET MANAGEMENT
CRD 312562
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
AISA INTERNATIONAL
CRD 172777 · SEC 801-80308
DEVIZES
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AJAX ASSET MGMT., LLC
CRD 328746
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
AJAX CAPITAL LLC
CRD 298032 · SEC 801-135735
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AJAY AGRAWAL
CRD 334610
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AJEEJ CAPITAL
CRD 335055 · SEC 802-132744
DUBAI
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AKF FUND HOLDINGS, LLC
CRD 311331 · SEC 802-123680
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AKG FINANCIAL GROUP
CRD 316548
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AKKADIAN WEALTH LLC
CRD 324482
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026