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Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms
23,622
Reported as registered
16,783
Pending / 120-Day
235
Exempt reporting
6,604
Latest sourced release
August 3, 2026 · retrieved August 18, 2026

589 sourced firms · query 74 ms

  • Exempt Reporting Adviser

    SCHWARTZ SCHOOL OF BUSINESS

    CRD 336738 · SEC 802-132988

    DENVER, CO

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SCIRE FUND III GP, LLC

    CRD 323864 · SEC 801-126879

    DENVER, CO

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SEAMOUNT FINANCIAL GROUP INC

    CRD 107834 · SEC 801-56412

    COLORADO SPRINGS, CO

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SEASON INVESTMENTS, LLC

    CRD 158070 · SEC 801-118924

    COLORADO SPRINGS, CO

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SENIOR TAX ADVISORY GROUP, INC.

    CRD 318058 · SEC 801-123170

    COLORADO SPRINGS, CO

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    SENTRYBRIDGE CAPITAL INC.

    CRD 340008 · SEC 802-135178

    COLORADO SPRINGS, CO

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    SERVICE PROVIDER CAPITAL

    CRD 174240 · SEC 802-80800

    VAIL, CO

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    SFM HOLDING GMBH

    CRD 338942 · SEC 802-134629

    BOULDER, CO

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SHARKEY HOWES & JAVER INC

    CRD 106050 · SEC 801-38328

    DENVER, CO

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SHEARWATER CAPITAL

    CRD 115399 · SEC 801-77787

    DENVER, CO

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SHELTON CAPITAL MANAGEMENT

    CRD 104720 · SEC 801-25205

    DENVER, CO

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SILVERPEAK WEALTH ADVISORS

    CRD 170732 · SEC 801-118225

    BOULDER, CO

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    SKYSX GLOBAL LIMITED

    CRD 340153 · SEC 802-135219

    DENVER, CO

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SMITH CAPITAL INVESTORS, LLC

    CRD 294402 · SEC 801-113172

    DENVER, CO

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    SMOAK CAPITAL MANAGEMENT, LLC

    CRD 293805 · SEC 802-132332

    PARKER, CO

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    SNOWBALL WEALTH MANAGEMENT

    CRD 137419 · SEC 801-130346

    BOULDER, CO

    Source release August 3, 2026 · retrieved August 18, 2026