Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1445 ms

Exempt Reporting Adviser
AKO CAPITAL LLP
CRD 160379 · SEC 802-74303
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AKPRIDE FINANCIAL SERVICES
CRD 317594
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AKRAM M. OMARI, CPA
CRD 135499
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AKRISH FINANCIAL ADVISORY
CRD 288700
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AKROS INVESTMENTS, INC.
CRD 120425
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AKSIA SGR S.P.A.
CRD 161848 · SEC 802-75071
MILAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AKSUM WEALTH, LLC
CRD 322316
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AKTIVE CAPITAL MANAGEMENT, LLC
CRD 277043
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALADINO FINANCIAL SERVICES, INC.
CRD 135881
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ALAETHES WEALTH, LLC
CRD 304920 · SEC 801-119436
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALAMUT INVESTMENT MANAGEMENT LLP
CRD 335202 · SEC 802-132315
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALANDA CAPITAL MANAGEMENT LIMITED
CRD 297198 · SEC 802-121649
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALANNA ADVISORS, LLC
CRD 318638 · SEC 802-123405
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALANTRA EQMC ASSET MANAGEMENT S.G.I.I.C., S.A.
CRD 304548 · SEC 802-117980
MADRID
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALATUS CAPITAL LLC
CRD 281625 · SEC 801-107093
GENEVA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALAYA CAPITAL PARTNERS III, LP
CRD 323076 · SEC 802-126749
MONTEVIDEO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALBACORE CAPITAL LLP
CRD 290704 · SEC 802-113159
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALBAR CAPITAL (USA) LLC
CRD 332051 · SEC 802-131100
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALBAR CAPITAL PARTNERS LLP
CRD 331738 · SEC 802-131027
LONDON
Source release August 3, 2026 · retrieved August 18, 2026