Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 167 ms

Reported as registered
CAPITAL RESEARCH COMPANY
CRD 110684 · SEC 801-54942
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPITAL TRUST ADVISORS
CRD 134174 · SEC 801-121095
SAN RAFAEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAPITALMATH LTD
CRD 337794 · SEC 802-134109
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAPRA VENTURES MANAGEMENT, LLC
CRD 338657 · SEC 802-135049
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPROCK PARTNERS MANAGEMENT, INC.
CRD 296925 · SEC 801-114601
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC
CRD 151765 · SEC 801-118793
DAVIS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CARBIDE VENTURES
CRD 319214 · SEC 802-128556
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARBON COLLECTIVE INVESTING, LLC
CRD 310129 · SEC 801-119296
OAKLAND, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARDINAL POINT CAPITAL LLC
CRD 141166 · SEC 801-74078
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAREY WEALTH MANAGEMENT
CRD 173885 · SEC 801-123607
SAN RAMON, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARLSBAD WEALTH ADVISORY GROUP, INC.
CRD 146587 · SEC 801-107521
CARLSBAD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARMANDALIAN FINANCIAL GROUP, LLC
CRD 292458 · SEC 801-123754
WESTLAKE VILLAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARMEL CAPITAL MANAGEMENT L.L.C.
CRD 120675 · SEC 801-61225
CARMEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARMEL CAPITAL PARTNERS, LLC
CRD 123907 · SEC 801-64695
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARMEL PARTNERS
CRD 160892 · SEC 801-74214
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARRICK CAPITAL PARTNERS
CRD 165915 · SEC 801-118804
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CARTE VERTE MANAGEMENT LLC
CRD 304948 · SEC 802-120921
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARTER FINANCIAL, LLC
CRD 298327 · SEC 801-117265
LA JOLLA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CASA VERDE CAPITAL, LLC
CRD 269907 · SEC 802-113254
WEST HOLLYWOOD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CASCADE FINANCIAL PARTNERS, LLC
CRD 326620 · SEC 801-128042
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026