Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

584 sourced firms · query 82 ms

Reported as registered
SOUTHFIELD CAPITAL LP
CRD 163023 · SEC 801-113656
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOUTHPORT STATION FINANCIAL MANAGEMENT, LLC
CRD 146270 · SEC 801-68863
SOUTHPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOVEREIGN FINANCIAL GROUP, INC.
CRD 294314 · SEC 801-114529
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SPECTRUM ASSET MANAGEMENT, INC.
CRD 300463 · SEC 801-30405
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SPICE EXPEDITIONS, LP
CRD 333626 · SEC 801-136868
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SPIVAK ASSET MANAGEMENT, LLC
CRD 125714 · SEC 801-81096
AVON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SPRINGBOARD ASSET MANAGEMENT LLC
CRD 154862 · SEC 801-122972
CHESHIRE, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SPROTT ASSET MANAGEMENT USA INC.
CRD 139022 · SEC 801-66131
DARIEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SPURSTONE
CRD 284158 · SEC 801-127573
HIGGANUM, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SR ALTERNATIVE CREDIT, LLC
CRD 319478 · SEC 801-129569
DARIEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SREP CAPITAL MANAGEMENT, LLC
CRD 296281 · SEC 801-132591
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
STADIUM CAPITAL MANAGEMENT, LLC
CRD 135520 · SEC 802-136122
NEW CANAAN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STEEPROCK CAPITAL
CRD 172775 · SEC 801-80347
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STERLING INVESTMENT PARTNERS ADVISERS, LLC
CRD 156946 · SEC 801-73976
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
CRD 283004 · SEC 801-107426
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
STILL LAKE CAPITAL, LLC
CRD 287469 · SEC 802-110757
WILTON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STONE POINT CAPITAL LLC
CRD 156521 · SEC 801-74033
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STONE POINT CREDIT ADVISER LLC
CRD 310377 · SEC 801-119517
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STONE POINT CREDIT INCOME ADVISER LLC
CRD 332241 · SEC 801-130916
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STONEBRIDGE ADVISORS LLC
CRD 134017 · SEC 801-63899
WILTON, CT
Source release August 3, 2026 · retrieved August 18, 2026