Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

623 sourced firms · query 114 ms

Reported as registered
RKL PRIVATE WEALTH
CRD 122693 · SEC 801-66968
LANCASTER, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROBBINS WEALTH MANAGEMENT
CRD 106088 · SEC 801-38204
ERIE, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROBLE, BELKO AND COMPANY, INC.
CRD 123286 · SEC 801-61829
SEWICKLEY, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROCKWOOD WEALTH MANAGEMENT, LLC
CRD 137481 · SEC 801-69884
NEW HOPE, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RODGERS & ASSOCIATES
CRD 121700 · SEC 801-62118
LANCASTER, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RODGERS BROTHERS, INC.
CRD 16197 · SEC 801-61034
HARMONY, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROFFMAN MILLER ASSOCIATES INC
CRD 106019 · SEC 801-38491
PHILADELPHIA, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROLEK RETIREMENT PLANNING
CRD 285351 · SEC 801-129490
BERWYN, PA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ROSEMONT INVESTMENT PARTNERS, LLC
CRD 290063 · SEC 802-111838
WEST CONSHOHOCKEN, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RTD FINANCIAL ADVISORS INC
CRD 110744 · SEC 801-19015
PHILADELPHIA, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RUBENSTEIN PARTNERS
CRD 156988 · SEC 801-74293
PHILADELPHIA, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAGE FINANCIAL GROUP INC.
CRD 116574 · SEC 801-61553
WEST CONSHOHOCKEN, PA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SAGONA CAPITAL, INC.
CRD 291790 · SEC 802-133973
PHILADELPHIA, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SANTORI & PETERS
CRD 105978 · SEC 801-110482
CANONSBURG, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAOTHAIR CAPITAL PARTNERS
CRD 328192 · SEC 801-134003
WAYNE, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP
CRD 128591 · SEC 801-62441
PITTSBURGH, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SCHUYLKILL FINANCIAL, LLC
CRD 143052 · SEC 801-135798
WYOMISSING, PA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SCP VITALIFE MANAGEMENT COMPANY, LLC
CRD 161969 · SEC 802-74625
MALVERN, PA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SECOND CURVE CAPITAL, LLC
CRD 161774 · SEC 802-122229
WAYNE, PA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SECTOR ANALYSTS LLC
CRD 169789 · SEC 801-110613
ALLENTOWN, PA
Source release August 3, 2026 · retrieved August 18, 2026