Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 164 ms

Reported as registered
CASILIO LEITCH INVESTMENTS
CRD 173152 · SEC 801-110379
WALNUT CREEK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CASTLE COAST WEALTH, LLC
CRD 298439 · SEC 801-117737
LA JOLLA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CASTLE CREEK CAPITAL
CRD 158079 · SEC 801-72923
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CASTLE CREEK LAUNCHPAD
CRD 321741 · SEC 802-125853
OAKLAND, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CASTLE ROCK WEALTH MANAGEMENT, LLC
CRD 199513 · SEC 801-110593
WALNUT CREEK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CASTLE WEALTH PLANNING
CRD 141601 · SEC 801-88216
SANTA BARBARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CATALYST PRIVATE WEALTH, LLC
CRD 305565 · SEC 801-117383
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CATALYST WEALTH ADVISORS LLC
CRD 297503 · SEC 801-130544
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CATEGORY VENTURES MANAGEMENT COMPANY, LLC
CRD 334355 · SEC 802-131899
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
CATTON CAPITAL PARTNERS, LLC
CRD 339336 · SEC 801-134906
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAUSEWAY CAPITAL MANAGEMENT LLC
CRD 113308 · SEC 801-60343
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAVALRY MANAGEMENT GROUP
CRD 167937 · SEC 802-129452
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAVALRY MANAGEMENT GROUP 2, LLC
CRD 336850 · SEC 802-136123
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAVU WEALTH ADVISORS, LLC
CRD 340677 · SEC 801-135537
WALNUT CREEK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAVU WEALTH MANAGEMENT
CRD 299089 · SEC 801-129732
LAKESIDE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CEDARSTONE ADVISORS
CRD 172653 · SEC 801-112625
THOUSAND OAKS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CELESTA
CRD 310575 · SEC 802-119605
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CENDANA CAPITAL
CRD 165555 · SEC 801-99354
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CENTAURUS FINANCIAL, INC.
CRD 30833 · SEC 801-56882
ANAHEIM, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CENTER CAPITAL PARTNERS LLC
CRD 315464 · SEC 801-130700
BEVERLY HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026