Reported as registered
SWAN CAPITAL MANAGEMENT, LLC
CRD 164280 · SEC 801-76701
DURANGO, CO
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
589 sourced firms · query 85 ms
Reported as registered
SWAN GLOBAL INVESTMENTS, LLC
CRD 114669 · SEC 801-70881
DURANGO, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SWAN WEALTH ADVISORS, LLC
CRD 292755 · SEC 801-112612
DURANGO, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SWEATER INDUSTRIES LLC
CRD 317749 · SEC 801-122933
BOULDER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SYNERGY CAPITAL
CRD 334117 · SEC 801-132021
FORT COLLINS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SYNERGY FINANCIAL PARTNERS, LLC
CRD 305287 · SEC 801-117436
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SYNO INFINITY LTD
CRD 337844 · SEC 802-134134
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TANDEM FINANCIAL, LLC
CRD 292565 · SEC 801-122130
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TESLAEX GLOBAL INC
CRD 338846 · SEC 802-134583
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE INSTITUTE
CRD 127207 · SEC 801-67624
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE MILLSTONE EVANS GROUP, LLC
CRD 311142 · SEC 801-119896
BOULDER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE WEALTH CONSERVANCY, INC.
CRD 112024 · SEC 801-19008
BOULDER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
THE WEAVER AI CAPITAL ADVISORS LTD
CRD 340771 · SEC 802-135504
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE WILLIAM ALLAN CORPORATION
CRD 133147 · SEC 801-121683
FORT COLLINS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THEORY FINANCIAL
CRD 304084 · SEC 801-122366
FORT COLLINS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
THEVGPRO LTD
CRD 339726 · SEC 802-134991
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THORNBURG BOW RIVER ADVISERS, LLC.
CRD 332879 · SEC 801-131106
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THREE PEAKS CAPITAL MANAGEMENT, LLC
CRD 127402 · SEC 801-62196
CASTLE ROCK, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
THREEM HOLDING LTD
CRD 341125 · SEC 802-135683
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TIER ONE WEALTH MANAGEMENT
CRD 322893 · SEC 801-126595
LONE TREE, CO
Source release August 3, 2026 · retrieved August 18, 2026