Reported as registered
STORMFIELD CAPITAL, LLC
CRD 285486 · SEC 801-118412
SOUTHPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
584 sourced firms · query 124 ms
Exempt Reporting Adviser
STORY VENTURES
CRD 305329 · SEC 802-117536
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STRATEGIC VALUE PARTNERS, LLC
CRD 138406 · SEC 801-72080
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STRATIS CAPITAL, LLC
CRD 300130 · SEC 801-118000
DARIEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
STRIDE CAPITAL GROUP, LP
CRD 162560 · SEC 802-131514
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SULLIVAN FINANCIAL, LLC
CRD 121371 · SEC 801-130753
ESSEX, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SUMMERHAVEN INVESTMENT MANAGEMENT, LLC
CRD 289269 · SEC 801-111663
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SUNRIVER MANAGEMENT LLC
CRD 281277 · SEC 801-106651
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SUSTAINABLE GROWTH ADVISERS, LP
CRD 127447 · SEC 801-62151
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SYMETRA INVESTMENT MANAGEMENT COMPANY
CRD 312176 · SEC 801-120578
FARMINGTON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SYMMETRY PARTNERS
CRD 120982 · SEC 801-61342
GLASTONBURY, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TALSON CAPITAL MANAGEMENT L.P.
CRD 150787 · SEC 801-77577
DARIEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TAMARACK GLOBAL MANAGER LLC
CRD 314862 · SEC 802-130017
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TANAKA CAPITAL MANAGEMENT INC
CRD 109888 · SEC 801-28990
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TEEWINOT CAPITAL ADVISERS, L.L.C.
CRD 138757 · SEC 801-66324
NORWALK, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TELOS PARTNERS LLC
CRD 340922 · SEC 801-136053
AVON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TEN COVES CAPITAL, LP
CRD 311121 · SEC 801-119818
DARIEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TENGRAM CAPITAL PARTNERS
CRD 166930 · SEC 801-80038
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TETON ADVISORS, LLC
CRD 105963 · SEC 801-47568
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THAMES FINANCIAL MANAGEMENT
CRD 126295 · SEC 801-112929
NORWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026