Reported as registered
NEUBERGER BERMAN LOAN ADVISERS LLC
CRD 285579 · SEC 801-108750
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
793 sourced firms · query 92 ms
Reported as registered
NEW ENGLAND RESEARCH & MANAGEMENT, INC.
CRD 110739 · SEC 801-14380
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW HARBOR CAPITAL
CRD 283319 · SEC 801-107549
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NEW STACK, LLC
CRD 317702 · SEC 802-122899
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW VERNON INVESTMENT MANAGEMENT LLC
CRD 160247 · SEC 801-73602
HIGHLAND PARK, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW VERNON WEALTH MANAGEMENT LLC
CRD 164775 · SEC 801-77619
HIGHLAND PARK, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEWPORT INVESTMENT MANAGEMENT, LLC
CRD 153918 · SEC 801-78673
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEXTGEN GROWTH PARTNERS, LLC
CRD 285024 · SEC 801-124797
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NINE TEN CAPITAL MANAGEMENT
CRD 171420 · SEC 801-79736
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTH BRANCH CAPITAL MANAGEMENT, L.P.
CRD 307344 · SEC 801-119115
OAK BROOK, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTH SHORE INVESTMENT CONSULTING LLC
CRD 131763 · SEC 801-118847
WILMETTE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC
CRD 130132 · SEC 801-92175
LAKE FOREST, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTH SQUARE INVESTMENTS, LLC
CRD 294355 · SEC 801-115238
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
CRD 117681 · SEC 801-62013
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTHERN TRUST INVESTMENTS, INCORPORATED
CRD 105780 · SEC 801-33358
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTHERN TRUST SECURITIES, INC
CRD 7927 · SEC 801-80781
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NUVEEN ASSET MANAGEMENT, LLC
CRD 155584 · SEC 801-71957
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NUVEEN FUND ADVISORS, LLC
CRD 104626 · SEC 801-14147
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NXT CAPITAL INVESTMENT ADVISERS, LLC
CRD 160569 · SEC 801-74046
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
O'CONNOR FINANCIAL GROUP LLC
CRD 168636 · SEC 801-125759
QUINCY, IL
Source release August 3, 2026 · retrieved August 18, 2026