Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

1,302 sourced firms · query 125 ms

Reported as registered
HAVELI INVESTMENT MANAGEMENT LLC
CRD 316470 · SEC 801-123111
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HAVEN WEALTH GROUP
CRD 148099 · SEC 801-69527
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HAVENCREST CAPITAL MANAGEMENT, LLC
CRD 287944 · SEC 801-126206
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HAWTHORNE STREET CAPITAL MANAGEMENT COMPANY, LLC
CRD 333813 · SEC 802-131614
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HAYMAN CAPITAL MANAGEMENT LP
CRD 146896 · SEC 802-123611
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HAYWOOD LANE
CRD 342529 · SEC 802-136568
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HAZOOR PARTNERS, LLC
CRD 289744 · SEC 801-126279
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HBK CAPITAL MANAGEMENT
CRD 115079 · SEC 801-70632
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HC2 CAPITAL, LLC
CRD 285982 · SEC 801-130802
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HEALTHQUEST CAPITAL MANAGEMENT, L.P.
CRD 296583 · SEC 801-127705
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HENRY BRAGG & CO.
CRD 311388 · SEC 801-119858
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HEP PARTNERS LLC
CRD 161386 · SEC 801-74116
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HERACLITUS CAPITAL MANAGEMENT
CRD 337873 · SEC 802-135154
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
HERITAGE HAUS WEALTH PARTNERS LLC
CRD 342736 · SEC 801-136481
NEW BRAUNFELS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HERITAGE RETIREMENT ADVISORS, LLC
CRD 165191 · SEC 801-113257
COLLEYVILLE, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HERITAGE WEALTH MANAGEMENT
CRD 122394 · SEC 801-107506
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
HEWES FUND MANAGEMENT, LLC
CRD 289026 · SEC 802-110971
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HFG WEALTH MANAGEMENT, LLC
CRD 148406 · SEC 801-69751
THE WOODLANDS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HIGGINBOTHAM RETIREMENT ADVISORS, INC.
CRD 128561 · SEC 801-62750
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HIGH PLAINS INVESTMENT ADVISORS, INC.
CRD 114404 · SEC 801-126221
LUBBOCK, TX
Source release August 3, 2026 · retrieved August 18, 2026