Reported as state-registered
ALE LLC
CRD 281237
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 31,268
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
13,271 sourced firms · query 1543 ms
Exempt Reporting Adviser
ALEENA CAPITAL MANAGEMENT LP
CRD 321640 · SEC 802-136030
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALEGRIA ASSET MANAGEMENT
CRD 117125
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ALEPH
CRD 168654 · SEC 802-78590
TEL AVIV
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALEPH CAPITAL PARTNERS LIMITED
CRD 270016 · SEC 802-103468
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALEPH INVESTMENTS, LLC
CRD 155404
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ALERA MANAGEMENT PARTNERS
CRD 341220 · SEC 801-135844
BUENOS AIRES
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALERE PLANNING LLC
CRD 286121 · SEC 801-120912
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALESIA INVESTMENT MANAGEMENT LLC
CRD 283691
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ALETHEA CAPITAL MANAGEMENT, LLC
CRD 156500 · SEC 801-72176
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALETHEIA ANALYST NETWORK LIMITED
CRD 172882 · SEC 801-80417
CENTRAL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALEXANDER BEARD (USA) INC.
CRD 134642 · SEC 801-120225
ELLESMERE PORT, CHESHIRE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALEXANDER D COHEN INVESTMENTS, LLC
CRD 170548
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALEXANDER, DEAN D.
CRD 311403
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ALEXIA VENTURES
CRD 310181 · SEC 802-119357
SAO PAULO, SAO PAULO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALEXIS INVESTMENT PARTNERS, LLC
CRD 313394 · SEC 801-121162
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALFA ALGORITHMS HK LIMITED
CRD 333190 · SEC 801-131273
TSIM SHA TSUI, KOWLOON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALFA INDIGO, S.A.P.I. DE C.V.
CRD 332462 · SEC 802-131127
CHIHUAHUA
Source release August 3, 2026 · retrieved August 18, 2026