Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

589 sourced firms · query 84 ms

Reported as registered
TIFIN GIVE
CRD 313261 · SEC 801-121587
BOULDER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TILLMAN HARTLEY LLC
CRD 109479 · SEC 801-56787
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TITLECARD CAPITAL GROUP, LLC
CRD 281192 · SEC 802-107470
LONE TREE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TORFEX LTD.
CRD 337983 · SEC 802-134182
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TORO WEST CAPITAL ADVISORS
CRD 331265 · SEC 801-130476
LOUISVILLE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOWLE & CO
CRD 110862 · SEC 801-16622
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOWNSEND
CRD 113681 · SEC 801-66559
WESTMINSTER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRAIL RIDGE INVESTMENT ADVISORS, LLC
CRD 284741 · SEC 801-114051
FORT COLLINS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TRAILHEAD CAPITAL
CRD 315272 · SEC 802-130161
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRAILWISE FINANCIAL PARTNERS, LLC
CRD 323530 · SEC 801-135454
GOLDEN, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRANSAMERICA ASSET MANAGEMENT, INC.
CRD 107376 · SEC 801-53319
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRG INVESTMENT ADVISORS, LLC
CRD 315629 · SEC 801-122090
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRIUMPH CAPITAL MANAGEMENT
CRD 282814 · SEC 801-107312
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TUCKER ASSET MANAGEMENT LLC
CRD 174844 · SEC 801-107110
LITTLETON, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UK TRUST (UKT) WEALTH MANAGEMENT LTD
CRD 338576 · SEC 802-134473
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UNIFI VENTURES, LLC
CRD 336630 · SEC 802-134567
LOUISVILLE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UNIONROCK PARTNERS, LLC
CRD 314382 · SEC 802-121178
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UNITED AQUA LTD
CRD 341856 · SEC 802-136091
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UNITING WEALTH PARTNERS
CRD 332317 · SEC 801-131215
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
USEX INC
CRD 342295 · SEC 802-136293
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026