Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

584 sourced firms · query 83 ms

Reported as registered
THE DOWLING GROUP WEALTH MANAGEMENT
CRD 155624 · SEC 801-130694
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE WINTHROP CORPORATION
CRD 105273 · SEC 801-2501
SHELTON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THEMES MANAGEMENT COMPANY LLC
CRD 323861 · SEC 801-128358
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THIRD VIEW PRIVATE WEALTH
CRD 335591 · SEC 801-132770
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TIA VENTURES MANAGEMENT, LLC
CRD 319631 · SEC 802-126031
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TITAN ADVISORS, LLC
CRD 135805 · SEC 801-65606
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOOMEY INVESTMENT MANAGEMENT, INC
CRD 127346 · SEC 801-112517
WALLINGFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOP PRIVATE WEALTH
CRD 331000 · SEC 801-136582
GLASTONBURY, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOURMALET ADVISORS, LP
CRD 336207 · SEC 801-134429
FAIRFIELD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOWER BAY ASSET MANAGEMENT LP
CRD 317104 · SEC 801-122648
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TREXQUANT INVESTMENT LP
CRD 170476 · SEC 801-79632
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRGP INVESTMENT PARTNERS, LP
CRD 305563 · SEC 801-117975
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRIVENI CAPITAL INVESTMENTS LP
CRD 325802 · SEC 801-128102
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRIVIUM POINT ADVISORY, LLC
CRD 292182 · SEC 801-112426
WILTON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRUE GREEN CAPITAL MANAGEMENT LLC
CRD 277052 · SEC 801-123099
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRUE NORTH MANAGEMENT GROUP, LLC
CRD 161042 · SEC 801-74203
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TSCG INVESTORS, LLC
CRD 105525 · SEC 801-33349
SIMSBURY, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TUDOR INVESTMENT CORPORATION
CRD 159792 · SEC 801-73474
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TUMOLO WEALTH MANAGEMENT LLC
CRD 330567 · SEC 801-135413
EAST LYME, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TWEEDY, BROWNE COMPANY LLC
CRD 6857 · SEC 801-10669
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026