Reported as registered
OAK FAMILY ADVISORS, LLC
CRD 141332 · SEC 801-108109
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
793 sourced firms · query 93 ms
Reported as registered
OAK RIDGE INVESTMENTS, LLC
CRD 107066 · SEC 801-35529
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OAK WEALTH ADVISORS LLC
CRD 148832 · SEC 801-110588
NORTHBROOK, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OASIS INVESTMENT STRATEGIES LLC
CRD 152957 · SEC 801-71417
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OBERWEIS ASSET MANAGEMENT INC
CRD 105471 · SEC 801-35657
LISLE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OCA VENTURES, LLC
CRD 161160 · SEC 801-136135
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OFS CAPITAL MANAGEMENT, LLC
CRD 153533 · SEC 801-71366
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OFS CLO MANAGEMENT II, LLC
CRD 323411 · SEC 801-126883
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OFS CLO MANAGEMENT, LLC
CRD 288373 · SEC 801-110675
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OMX VENTURES, LLC
CRD 313397 · SEC 802-121165
LINCOLNSHIRE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OPUS FINANCIAL SOLUTIONS LLC
CRD 282311 · SEC 801-121841
DOWNERS GROVE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ORBITAL VENTURES MANAGEMENT, LLC
CRD 307080 · SEC 802-118281
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ORCHARD CAPITAL MANAGEMENT, LLC
CRD 269957 · SEC 801-106488
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ORIGAMI CAPITAL PARTNERS, LLC
CRD 160054 · SEC 801-73372
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OUTLOOK CAPITAL MANAGEMENT, LLC
CRD 132339 · SEC 801-132582
ARLINGTON HEIGHTS, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PACE HEALTHCARE CAPITAL MANAGEMENT, LLC
CRD 337380 · SEC 802-133956
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PACESETTER FINANCIAL GROUP, L.L.C.
CRD 123287 · SEC 801-129763
LINCOLN, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PALO DURO INVESTMENT PARTNERS, LP
CRD 324320 · SEC 801-127166
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PARKERGALE, LLC
CRD 284237 · SEC 801-110228
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PARKSIDE INVESTMENTS, LLC
CRD 286178 · SEC 801-108826
DEERFIELD, IL
Source release August 3, 2026 · retrieved August 18, 2026