Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 900 ms

Exempt Reporting Adviser
ALFRETON CAPITAL LLP
CRD 288144 · SEC 802-110517
RADLETT, HERTFORDSHIRE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALGEBRIS (UK) LIMITED
CRD 286294 · SEC 802-108995
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALGEBRIS INVESTMENT (IRELAND) LIMITED
CRD 311842 · SEC 802-120743
DUBLIN 2
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALGOTECH FINANCIAL LLC
CRD 317020
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALIGN FINANCIAL ADVISORS, LLC
CRD 333905
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALIGN INVESTMENT ADVISORS, LLC
CRD 150501
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ALIGN PARTNERS CAPITAL MANAGEMENT INC.
CRD 328839 · SEC 802-129260
YEONGDEUNGPO-GU, SEOUL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALIGN VENTURES
CRD 323154 · SEC 801-134061
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALIGN WEALTH ADVISORS
CRD 158631
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALIGNED ADVISORS
CRD 173796
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ALIGNMENT FINANCIAL GROUP
CRD 306644 · SEC 801-127444
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALINOR CAPITAL MANAGEMENT LLP
CRD 329691 · SEC 802-129778
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALITER CAPITAL LLP
CRD 310678 · SEC 802-119732
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALITHION CAPITAL
CRD 285425 · SEC 802-108571
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALITUS FINANCIAL SERVICES
CRD 326296
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ALIVE VENTURES LLC
CRD 293132 · SEC 802-113901
BOGOTÁ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALKEMI GROWTH CAPITAL LLP
CRD 305456 · SEC 802-117504
NEW DELHI, DELHI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALKEN ASSET MANAGEMENT LTD
CRD 329119 · SEC 801-129474
LONDON
Source release August 3, 2026 · retrieved August 18, 2026