Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 197 ms

Reported as registered
CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 801-29938
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC
CRD 106753 · SEC 801-35905
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CHARTWELL FAMILY OFFICE, LLC
CRD 337312 · SEC 802-134083
PALM DESERT, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHATTERTON & ASSOCIATES
CRD 132295 · SEC 801-63394
ANAHEIM, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHECCHI CAPITAL ADVISERS, LLC
CRD 143478 · SEC 801-67727
BEVERLY HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHECK CAPITAL MANAGEMENT INC
CRD 107058 · SEC 801-29001
COSTA MESA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHECKPOINT CAPITAL L.P.
CRD 325763 · SEC 801-134055
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHELSEA MANAGEMENT COMPANY
CRD 110399 · SEC 801-7333
WOODLAND HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CHEMISTRY VENTURES MANAGEMENT, LLC
CRD 334360 · SEC 802-131863
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHEQUERS FINANCIAL MANAGEMENT LLC
CRD 175209 · SEC 801-107158
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CHERRYROCK CAPITAL
CRD 328891 · SEC 802-129248
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CHETAN LLC
CRD 337289 · SEC 802-133847
WESTLAKE VILLAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHEVIOT VALUE MANAGEMENT, LLC
CRD 166291 · SEC 801-77652
BEVERLY HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHOKSHI & QUEEN WEALTH ADVISORS
CRD 313833 · SEC 801-120967
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHRISTOPHER WEIL & CO INC
CRD 22090 · SEC 801-42757
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHROME ADVISORS
CRD 311539 · SEC 801-129790
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CI GLOBAL INVESTMENTS INC.
CRD 156752 · SEC 801-72494
OAKLAND, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CIM CAPITAL IC MANAGEMENT, LLC
CRD 301416 · SEC 801-115272
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CIM CAPITAL SA MANAGEMENT, LLC
CRD 306166 · SEC 801-117643
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CIM CAPITAL, LLC
CRD 277038 · SEC 801-106534
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026