Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

589 sourced firms · query 79 ms

Reported as registered
WAKEFIELD WEALTH MANAGEMENT, LLLP
CRD 173997 · SEC 801-80693
ENGLEWOOD, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WALKER & DUNLOP INVESTMENT PARTNERS, INC.
CRD 165022 · SEC 801-77397
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WALNUT LEVEL CAPITAL LLC
CRD 307942 · SEC 801-128518
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WARLOCK INC
CRD 340437 · SEC 802-135343
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WAZEE STREET CAPITAL MANAGEMENT LLC
CRD 159165 · SEC 801-121924
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTH ENGINEERS, LLC
CRD 168578 · SEC 801-135474
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTH WATCH ADVISORS, INC
CRD 172002 · SEC 801-96180
ENGLEWOOD, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTHBUILDERS INVESTMENTS
CRD 173306 · SEC 801-127787
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WEALTHINFRA INC
CRD 339358 · SEC 802-134838
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WEALTHORAMA INC
CRD 342943 · SEC 802-136573
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WEATHERBIE ADVISORS LTD.
CRD 340853 · SEC 802-135525
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WEB3 UNIVERSITY
CRD 340059 · SEC 802-135199
COLORADO SPRINGS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WEBBRIDGE GLOBAL FOUNDATION
CRD 340118 · SEC 802-135181
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WELCH FINANCIAL PLANNING, LLC
CRD 329418 · SEC 801-129411
BOULDER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEST END WEALTH MANAGEMENT, LLC
CRD 234791 · SEC 801-123620
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTERN WEALTH MANAGEMENT LLC
CRD 283545 · SEC 801-107762
GOLDEN, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WHIPPLEWOOD ADVISORS, LLC
CRD 282860 · SEC 801-119590
LITTLETON, CO
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
WHITE HAWK WEALTH MANAGEMENT
CRD 341034 · SEC 801-136022
BROOMFIELD, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WINGSPAN ADVISORS. LLC
CRD 340075 · SEC 802-135174
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WISDOM WEALTH STRATEGIES
CRD 170230 · SEC 801-121154
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026