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Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms
23,622
Reported as registered
16,783
Pending / 120-Day
235
Exempt reporting
6,604
Latest sourced release
August 3, 2026 · retrieved August 18, 2026

584 sourced firms · query 82 ms

  • Reported as registered

    VOYA FINANCIAL ADVISORS, INC.

    CRD 2882 · SEC 801-46585

    WINDSOR, CT

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    VOYA RETIREMENT ADVISORS, LLC

    CRD 3989 · SEC 801-57963

    WINDSOR, CT

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    WALDO.AI, INC.

    CRD 336723 · SEC 801-133916

    NEW HAVEN, CT

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    WARNER WEALTH

    CRD 334877 · SEC 801-132255

    MADISON, CT

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    WATCHTOWER ADVISORS, LP

    CRD 299887 · SEC 801-114713

    OLD GREENWICH, CT

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    WAYPOINT CAPITAL PARTNERS, LLC

    CRD 333573 · SEC 801-131702

    STAMFORD, CT

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    WEALTHSHAPE LLC

    CRD 226733 · SEC 801-135593

    WINDSOR, CT

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    WESTPORT CAPITAL PARTNERS LLC

    CRD 157493 · SEC 801-72750

    DARIEN, CT

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    WHEELHOUSE 360 ADVISORS LP

    CRD 319603 · SEC 802-125733

    STAMFORD, CT

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    WITT LAKE ASSET MANAGEMENT LLC

    CRD 335523 · SEC 801-132976

    STAMFORD, CT

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    WJ FINANCIAL ADVISORS, LLC

    CRD 142761 · SEC 801-121886

    KILLINGWORTH, CT

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    WMGNA

    CRD 125765 · SEC 801-130388

    FARMINGTON, CT

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    WOODSON CAPITAL MANAGEMENT, LP

    CRD 161644 · SEC 801-108053

    GREENWICH, CT

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    WRIGHT INVESTORS SERVICE INC

    CRD 106302 · SEC 801-51257

    SHELTON, CT

    Source release August 3, 2026 · retrieved August 18, 2026