Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 970 ms

Reported as state-registered
ALLMERITS ASSET, LLC
CRD 309523
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALLORA WEALTH, LLC
CRD 336562
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD.
CRD 324043 · SEC 801-127267
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLSPRING GLOBAL INVESTMENTS (UK) LIMITED
CRD 132377 · SEC 801-63516
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALLSTREET WEALTH
CRD 309689
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ALLUMIA VENTURES MANAGEMENT, LP
CRD 335102 · SEC 802-132224
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLUVIAL CAPITAL MANAGEMENT, LLC
CRD 169638 · SEC 801-132753
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLVET FINANCIAL
CRD 336247 · SEC 801-136165
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALLZEN WEALTH AND FINANCIAL SERVICES
CRD 342542
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ALMA CAPITAL LONDON LIMITED
CRD 332579 · SEC 802-131217
LONDON, LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALOFT FINANCIAL
CRD 332450
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALOHA WEALTH PARTNERS
CRD 315961
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALONGSIDE FINANCIAL PARTNERS
CRD 337539
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALONGSIDE WEALTH ADVISORS, LLC
CRD 323235
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ALOTHON GROUP LLC
CRD 161817 · SEC 802-75221
SAO PAULO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPEN PARTNERS INTERNATIONAL AG
CRD 291759 · SEC 801-112639
FREIENBACH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPENGLOBAL CAPITAL, LLC
CRD 140186 · SEC 801-119789
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALPENGLOW ADVISORS LLC
CRD 306067
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026