Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

589 sourced firms · query 66 ms

Reported as registered
ARROWMARK ASSET MANAGEMENT, LLC
CRD 307161 · SEC 801-118052
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARROWMARK COLORADO HOLDINGS, LLC
CRD 149120 · SEC 801-69868
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCENTRIS
CRD 154814 · SEC 801-72092
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASK DOLLY
CRD 337843 · SEC 801-134446
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPEN GROVE CAPITAL, LLC
CRD 158166 · SEC 801-78138
AVON, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPEN WEALTH STRATEGIES, LLC
CRD 307424 · SEC 801-119473
ARVADA, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET MANAGEMENT GROUP INVESTMENT CORP.
CRD 168369 · SEC 801-78374
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASTROFLUX CAPITAL, INC.
CRD 343739 · SEC 802-137110
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AUREUS ADVISORS INC.
CRD 339854 · SEC 802-135069
COLORADO SPRINGS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AURORA ARCHIPELAGO INC
CRD 340281 · SEC 802-135629
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AUVRAX TECHNOLOGIES INC
CRD 341628 · SEC 802-136014
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVANT MANAGEMENT LLC
CRD 330991 · SEC 801-130101
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AVODAH CAPITAL GROUP, LLC
CRD 319775 · SEC 802-131880
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AXIVON EXCHANGE LTD
CRD 340961 · SEC 802-135587
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAM WEALTH MANAGEMENT LLC
CRD 330237 · SEC 801-132401
LAKEWOOD, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BASON ASSET MANAGEMENT
CRD 165450 · SEC 801-107297
LAKEWOOD, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAUER WEALTH MANAGEMENT INC.
CRD 152977 · SEC 801-122717
COLORADO SPRINGS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAYSWATER MANAGEMENT COMPANY LP
CRD 285290 · SEC 801-108650
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BCM ADVISOR, LLC
CRD 296897 · SEC 802-113267
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BEAR CREEK ASSET MANAGEMENT, LLC
CRD 137677 · SEC 801-64862
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026