Reported as registered
ANTARES CAPITAL ADVISERS LLC
CRD 281998 · SEC 801-106919
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
793 sourced firms · query 80 ms
Reported as registered
ANTARES CAPITAL CREDIT ADVISERS LLC
CRD 328497 · SEC 801-129069
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AON ADVANTAGE FUNDS LLC
CRD 310335 · SEC 802-133785
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AON INVESTMENTS USA INC.
CRD 105596 · SEC 801-17219
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AON SECURITIES LLC
CRD 4138 · SEC 801-106546
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AQUATIC CAPITAL MANAGEMENT LLC
CRD 307291 · SEC 801-120230
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARB FUND MANAGEMENT LLC
CRD 318311 · SEC 802-127399
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARBOR FINANCIAL SERVICES, LLC
CRD 150713 · SEC 801-121507
DOWNERS GROVE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARCH VENTURE PARTNERS
CRD 158196 · SEC 802-75688
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARCHFORD CAPITAL STRATEGIES, LLC
CRD 164482 · SEC 801-76851
SWANSEA, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARENA PRIVATE WEALTH
CRD 332302 · SEC 801-131099
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARETE WEALTH ADVISORS, LLC
CRD 145488 · SEC 801-69827
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARIEL ALTERNATIVES, LLC
CRD 314178 · SEC 801-121577
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARIEL INVESTMENTS, LLC
CRD 108211 · SEC 801-18767
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARIS INVESTING
CRD 325320 · SEC 801-132657
GLENVIEW, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARK ADVISORS LLC
CRD 167456 · SEC 801-131956
BLOOMINGTON, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARLINGTON WEALTH MANAGEMENT
CRD 114801 · SEC 801-79318
ARLINGTON HEIGHTS, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARTHUR M. COHEN & ASSOCIATES LLC
CRD 105894 · SEC 801-35752
NORTHBROOK, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASHLAND FOREST CAPITAL PARTNERS LLC
CRD 338252 · SEC 802-134339
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ATHIR CAPITAL LP
CRD 332818 · SEC 802-133944
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026