Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

89 sourced firms · query 48 ms

Reported as registered
KEYSTONE FINANCIAL GROUP, LLC
CRD 170201 · SEC 801-79274
LEXINGTON, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KPP ADVISORY SERVICES LLC
CRD 289507 · SEC 801-111709
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LANIER ASSET MANAGEMENT, LLC
CRD 150888 · SEC 801-107331
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEGACY FINANCIAL ADVISORS, INC.
CRD 158675 · SEC 801-72637
COVINGTON, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEGACY FINANCIAL INDEPENDENT ADVISORS LLC
CRD 324258 · SEC 801-127031
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LFG WEALTH PARTNERS, LLC
CRD 331339 · SEC 801-130411
ELIZABETHTOWN, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LOCKSHIELD PARTNERS, INC.
CRD 175433 · SEC 801-116877
GLASGOW, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MAGNATE ADVISORY SERVICES, LLC
CRD 283056 · SEC 801-118616
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MCF ADVISORS, LLC
CRD 130372 · SEC 801-62765
LEXINGTON, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MERCURIO WEALTH ADVISORS
CRD 283632 · SEC 801-121883
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MERIDIAN WEALTH MANAGEMENT, LLC
CRD 151523 · SEC 801-70676
LEXINGTON, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MIDDLEGROUND CAPITAL
CRD 297235 · SEC 801-113431
LEXINGTON, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MONEYWATCH ADVISORS, INC.
CRD 107337 · SEC 801-26952
LEXINGTON, KY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OAK PROOF MANAGEMENT LLC
CRD 335186 · SEC 802-132395
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OWEN LARUE FINANCIAL GROUP
CRD 289436 · SEC 801-111041
ELIZABETHTOWN, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PARAGON PRIVATE WEALTH MANAGEMENT LLC
CRD 312817 · SEC 801-120682
LEXINGTON, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PARTHENON LLC
CRD 107794 · SEC 801-56440
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PILLAR FINANCIAL ADVISORS, LLC
CRD 121880 · SEC 801-81053
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PNC REAL ESTATE
CRD 172753 · SEC 801-80546
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRINCIPLED WEALTH ADVISORS, LLC
CRD 138143 · SEC 801-136333
COVINGTON, KY
Source release August 3, 2026 · retrieved August 18, 2026