Reported as registered
CAISSA WEALTH STRATEGIES
CRD 150458 · SEC 801-114229
BLOOMINGTON, MN
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
293 sourced firms · query 61 ms
Reported as registered
CAPITAL MANAGEMENT ASSOCIATES INC
CRD 105010 · SEC 801-35808
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPTAR PRIVATE WEALTH
CRD 325537 · SEC 801-127915
ST. LOUIS PARK, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARVAL CLO MANAGEMENT LLC
CRD 298135 · SEC 801-131161
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CASTLELAKE, L.P.
CRD 145165 · SEC 801-72310
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CEDAR COVE WEALTH PARTNERS
CRD 336245 · SEC 801-133908
BLOOMINGTON, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CEDRUS WEALTH GROUP
CRD 334995 · SEC 801-132257
ANDOVER, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CFG RETIREMENT
CRD 179516 · SEC 801-129292
EDINA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHERRY TREE WEALTH MANAGEMENT, LLC
CRD 151406 · SEC 801-70554
MINNETONKA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHRISTENSEN GROUP FINANCIAL, LLC
CRD 318144 · SEC 801-124781
EDEN PRAIRIE, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLEARWATER MANAGEMENT CO., INC.
CRD 105307 · SEC 801-29336
ST PAUL, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
CRD 38357 · SEC 801-57242
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLOVERFIELDS CAPITAL GROUP, LP
CRD 306590 · SEC 801-117829
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLOVERPOINT, LLC
CRD 335407 · SEC 801-132860
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLLEEN WEBER CPA, LLC
CRD 133181 · SEC 801-136841
CHANHASSEN, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLLIERS SECURITIES LLC
CRD 7477 · SEC 801-80233
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPASS CAPITAL MANAGEMENT INC
CRD 107823 · SEC 801-32238
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONTEGO CAPITAL GROUP, INC.
CRD 128518 · SEC 801-113844
EDINA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CORDIS FINANCIAL, LLC
CRD 294766 · SEC 801-113230
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CORNERSTONE WEALTH ADVISORS, INC.
CRD 124947 · SEC 801-61799
EDINA, MN
Source release August 3, 2026 · retrieved August 18, 2026