Exempt Reporting Adviser
CJ FINANCIAL
CRD 339461 · SEC 802-134960
SPRINGFIELD, MO
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
217 sourced firms · query 58 ms
Exempt Reporting Adviser
CL MANAGEMENT GROUP LLC
CRD 333339 · SEC 802-134509
NORTH KANSAS CITY, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLARIS ADVISORS, LLC
CRD 117734 · SEC 801-66993
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLARITY FINANCIAL PLANNERS
CRD 277114 · SEC 801-130103
CLAYTON, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLARK FINANCIAL SERVICES GROUP, INC.
CRD 110650 · SEC 801-50052
CHESTERFIELD, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLAYTON FINANCIAL GROUP, LLC
CRD 226729 · SEC 801-97344
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMMERCE INVESTMENT ADVISORS, INC.
CRD 104705 · SEC 801-60083
KANSAS CITY, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMMERCIAL TRUST FINANCIAL SERVICES
CRD 337704 · SEC 801-135471
FAYETTE, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPASS GROUP EQUITY PARTNERS
CRD 317244 · SEC 801-122890
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPASS RETIREMENT GROUP LLC
CRD 282420 · SEC 801-124696
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONFLUENCE INVESTMENT MANAGEMENT LLC
CRD 146019 · SEC 801-68723
SAINT LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONVERGENCE FINANCIAL
CRD 304146 · SEC 801-116738
COLUMBIA, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONWAY FINANCIAL GROUP, LLC
CRD 117608 · SEC 801-130486
CHESTERFIELD, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONWAY INVESTMENT SOLUTIONS
CRD 154659 · SEC 801-110312
SAINT LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CORE PLANNING
CRD 154660 · SEC 801-131950
OFALLON, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CORNERSTONE SELECT ADVISORS, LLC
CRD 144044 · SEC 801-113472
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CORNERSTONE WEALTH MANAGEMENT, LLC
CRD 164666 · SEC 801-76973
DES PERES, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CORRECT CAPITAL WEALTH MANAGEMENT, LLC
CRD 298774 · SEC 801-114075
CLAYTON, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CORTLAND ASSOCIATES INC
CRD 104681 · SEC 801-34183
ST. LOUIS, MO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CPC MANAGEMENT, LLC
CRD 313413 · SEC 801-121215
KANSAS CITY, MO
Source release August 3, 2026 · retrieved August 18, 2026