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Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms
23,622
Reported as registered
16,783
Pending / 120-Day
235
Exempt reporting
6,604
Latest sourced release
August 3, 2026 · retrieved August 18, 2026

99 sourced firms · query 47 ms

  • Reported as registered

    KEYSTATE ADVISORY, LLC

    CRD 156226 · SEC 801-72123

    LAS VEGAS, NV

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    KILOWATT CAPITAL LLC

    CRD 315062 · SEC 802-137036

    INCLINE VILLAGE, NV

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    KINGSBARN CAPITAL MANAGEMENT

    CRD 316562 · SEC 801-122509

    LAS VEGAS, NV

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    MCBROOM & ASSOCIATES, LLC

    CRD 151187 · SEC 801-121225

    LAS VEGAS, NV

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    MISSION FINANCIAL GROUP, LLC

    CRD 311876 · SEC 801-120042

    LAS VEGAS, NV

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    MKAM ETF LLC

    CRD 324607 · SEC 801-127208

    LAS VEGAS, NV

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    NAVELLIER & ASSOCIATES INC

    CRD 107568 · SEC 801-30582

    RENO, NV

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    OAK HARBOR CAPITAL, LLC

    CRD 169089 · SEC 801-80354

    LAS VEGAS, NV

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    OCTAVE VENTURES LLC

    CRD 309878 · SEC 802-121090

    HENDERSON, NV

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    ONE WEALTH MAP, LLC

    CRD 171750 · SEC 801-114697

    LAS VEGAS, NV

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    P4G CAPITAL MANAGEMENT, LLC

    CRD 300645 · SEC 801-114926

    STATELINE, NV

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    PALISADE INVESTMENTS, LLC

    CRD 124776 · SEC 801-80001

    ZEPHYR COVE, NV

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    PANDORA WEALTH, INC.

    CRD 331816 · SEC 801-130622

    LAS VEGAS, NV

    Source release August 3, 2026 · retrieved August 18, 2026