Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 175 ms

Reported as registered
683 CAPITAL MANAGEMENT, LLC
CRD 156181 · SEC 801-73162
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
7 MAIN CAPITAL LLC
CRD 337389 · SEC 802-134079
RYE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
747 CAPITAL, LLC
CRD 164742 · SEC 801-79112
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
8090 INDUSTRIES LLC
CRD 323356 · SEC 802-132513
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
9YARDS CAPITAL MANAGEMENT LP
CRD 299727 · SEC 801-123773
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
A. WALKER & CO, LLC
CRD 327323 · SEC 802-129160
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A.G. MORGAN FINANCIAL ADVISORS, LLC
CRD 173292 · SEC 801-80731
MASSAPEQUA, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A.G.P. ASSET MANAGEMENT LLC
CRD 339720 · SEC 801-135618
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A.R.T. ADVISORS, LLC
CRD 161643 · SEC 801-73872
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A.W. JONES
CRD 161260 · SEC 801-73790
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AACP INVESTMENTS, LLC
CRD 314568 · SEC 801-122248
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AARION MANAGEMENT LLC
CRD 342460 · SEC 802-136366
MELVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABACUS CAPITAL GROUP LLC
CRD 157243 · SEC 801-73161
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABACUS EQUITY PARTNERS
CRD 335713 · SEC 802-132540
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABBONDANDOLO WEALTH MANAGEMENT CORP
CRD 168081 · SEC 801-79209
GLEN COVE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABBOTT CAPITAL MANAGEMENT LLC
CRD 106332 · SEC 801-27914
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABDIEL CAPITAL ADVISORS, LP
CRD 161410 · SEC 801-100459
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABERNATHY GROUP II LLC
CRD 152401 · SEC 801-71255
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ABINGER PARTNERS LLC
CRD 341372 · SEC 802-135900
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABR DYNAMIC FUNDS, LLC
CRD 171847 · SEC 801-80044
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026