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Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms
23,622
Reported as registered
16,783
Pending / 120-Day
235
Exempt reporting
6,604
Latest sourced release
August 3, 2026 · retrieved August 18, 2026

51 sourced firms · query 49 ms

  • Reported as registered

    SOWA FINANCIAL GROUP

    CRD 107646 · SEC 801-43008

    LINCOLN, RI

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    UNISON

    CRD 155470 · SEC 801-106874

    PROVIDENCE, RI

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    UPPER90

    CRD 304179 · SEC 801-119170

    PROVIDENCE, RI

    Source release August 3, 2026 · retrieved August 18, 2026

  • Pending / 120-Day Approval

    VERITAS WEALTH MANAGEMENT

    CRD 341084 · SEC 801-136200

    NORTH KINGSTOWN, RI

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    YOUNG RICHARD C & CO LTD

    CRD 105866 · SEC 801-35765

    NEWPORT, RI

    Source release August 3, 2026 · retrieved August 18, 2026