Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

306 sourced firms · query 65 ms

Reported as registered
BREAKWATER INVESTMENT MANAGEMENT
CRD 150841 · SEC 801-79040
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BRIDGE33 INVESTMENT MANAGEMENT LLC
CRD 305580 · SEC 801-117912
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BRIGHTON JONES LLC
CRD 108601 · SEC 801-57087
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BYRNE & COMPANY WEALTH MANAGEMENT, LLC
CRD 160581 · SEC 801-123593
OLYMPIA, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAIRN INVESTMENT GROUP
CRD 143601 · SEC 801-68016
VANCOUVER, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CALPA ADVISORS LLC
CRD 318008 · SEC 801-131087
KIRKLAND, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPITAL ADVISORS WEALTH MANAGEMENT
CRD 309387 · SEC 801-118930
YAKIMA, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPITAL PLANNING, LLC
CRD 169470 · SEC 801-79115
BELLEVUE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPRIA VENTURES LLC
CRD 284129 · SEC 801-130827
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPSTONE INVESTMENT GROUP
CRD 159918 · SEC 801-121820
OLYMPIA, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPSTONE RIA
CRD 334343 · SEC 801-131983
BELLINGHAM, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CASCADE WEALTH ADVISORS, INC
CRD 158470 · SEC 801-122620
WENATCHEE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CERCANO MANAGEMENT LLC
CRD 315897 · SEC 801-122903
BELLEVUE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHANEY CAPITAL MANAGEMENT INC.
CRD 116511 · SEC 801-67807
LYNNWOOD, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHRISTENSEN, KING & ASSOCIATES INVESTMENT SERVICES, INC.
CRD 116556 · SEC 801-111829
RICHLAND, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLEAR CREEK FINANCIAL MANAGEMENT, LLC
CRD 170602 · SEC 801-111778
SILVERDALE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLOUD CAPITAL MANAGEMENT
CRD 317325 · SEC 801-128329
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLDSTREAM WEALTH MANAGEMENT
CRD 108805 · SEC 801-39379
BELLEVUE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLUMBIA ADVISORY PARTNERS, LLC
CRD 171616 · SEC 801-116703
SPOKANE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLUMBIA PACIFIC ADVISORS, LLC
CRD 142725 · SEC 801-67453
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026