Exempt Reporting Adviser
CAPITAL MIDWEST ADVISORS III
CRD 282974 · SEC 802-107436
MEQUON, WI
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
211 sourced firms · query 54 ms
Reported as registered
CAPITAL WEALTH ADVISORS, LTD.
CRD 155263 · SEC 801-79379
WEST BEND, WI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CENTRAL WEALTH MANAGEMENT LLC
CRD 293172 · SEC 801-134976
MADISON, WI
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CHARACTER CAPITAL LLC
CRD 313823 · SEC 802-136058
MILWAUKEE, WI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHARTER CAPITAL MANAGEMENT, INC
CRD 35919 · SEC 801-16127
BROOKFIELD, WI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLF ASSET MANAGEMENT, INC.
CRD 284060 · SEC 801-131455
MADISON, WI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLIENT FIRST INVESTMENT MANAGEMENT LLC
CRD 282600 · SEC 801-123113
WEST BEND, WI
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
CMG WEALTH ADVISORS LLC
CRD 340600 · SEC 801-135516
MADISON, WI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COAST ADVISORY LLC
CRD 340229 · SEC 801-135293
EAST TROY, WI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLLAR CAPITAL MANAGEMENT, LLC
CRD 152325 · SEC 801-130159
APPLETON, WI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONCEPTUAL FINANCIAL ADVISORS, LLC
CRD 167513 · SEC 801-123428
APPLETON, WI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COORDINATED CAPITAL SECURITIES, INC.
CRD 14762 · SEC 801-111070
FORT ATKINSON, WI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COPPER HARBOR INVESTMENT ADVISORS, LLC
CRD 169978 · SEC 801-81035
APPLETON, WI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CORNERSTONE FINANCIAL GROUP
CRD 324255 · SEC 801-127126
APPLETON, WI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CUSHING CAPITAL PARTNERS, LLC
CRD 313497 · SEC 801-120953
DELAFIELD, WI
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CVC MANAGER, LLC
CRD 305012 · SEC 802-117288
MILWAUKEE, WI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CWP PRIVATE WEALTH MANAGEMENT
CRD 281520 · SEC 801-120760
WEST BEND, WI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DANA INVESTMENT ADVISORS INC
CRD 105879 · SEC 801-14828
WAUKESHA, WI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DENALI WEALTH MANAGEMENT, INC.
CRD 153323 · SEC 801-71260
MEQUON, WI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DIVERSIFIED MANAGEMENT INC
CRD 106680 · SEC 801-46436
MILWAUKEE, WI
Source release August 3, 2026 · retrieved August 18, 2026