Reported as registered
PROMANAGE, LLC
CRD 133357 · SEC 801-63719
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
793 sourced firms · query 91 ms
Reported as registered
PROMUS ASSET MANAGEMENT, LLC
CRD 165478 · SEC 801-77588
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROSPECT PARTNERS ADVISORS LLC
CRD 317720 · SEC 801-124852
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROVIDENCE WEALTH ADVISORS, LLC
CRD 153646 · SEC 801-71352
FRANKFORT, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PT ASSET MANAGEMENT, LLC
CRD 107619 · SEC 801-46031
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PTMA INVESTMENT ADVISORS
CRD 301973 · SEC 801-115313
NAPERVILLE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUAD CITY INVESTMENT CENTER
CRD 112187 · SEC 801-60227
MOLINE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUINCY WELLS ADVISORS, LLC
CRD 307477 · SEC 801-118231
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
R7 PARTNERS
CRD 299385 · SEC 802-117254
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RAI WEALTH
CRD 324695 · SEC 801-127594
NAPERVILLE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RAIL SPLITTER CAPITAL ADVISERS, LLC
CRD 338780 · SEC 801-134982
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RAIL-SPLITTER CAPITAL MANAGEMENT LLC
CRD 338394 · SEC 801-134698
WINNETKA, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RCM WEALTH ADVISORS
CRD 153641 · SEC 801-92177
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RCP ADVISORS, LLC
CRD 119813 · SEC 801-64815
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
READYSTATE ASSET MANAGEMENT
CRD 317277 · SEC 801-122925
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RED ARTS CAPITAL MANAGEMENT, LLC
CRD 316396 · SEC 801-128461
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
REDMONT WEALTH
CRD 310981 · SEC 801-119671
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
REGAL ADVISORY SERVICES, INC.
CRD 123842 · SEC 801-71619
GLENVIEW, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RETIREMENT PLAN ADVISORS, LLC
CRD 122758 · SEC 801-63261
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RINGS CAPITAL MANAGEMENT LLC
CRD 166601 · SEC 801-113056
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026