Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

803 sourced firms · query 92 ms

Reported as registered
POLEN CAPITAL CREDIT, LLC
CRD 108468 · SEC 801-55001
WALTHAM, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PORTOLAN CAPITAL MANAGEMENT, LLC
CRD 157542 · SEC 801-73963
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PRIDES CROSSING CAPITAL MANAGEMENT, LLC
CRD 166653 · SEC 802-78031
WAKEFIELD, MA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PRIME MANAGEMENT COMPANY I, LLC
CRD 299922 · SEC 802-115186
CAMBRIDGE, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROCTOR FINANCIAL
CRD 122021 · SEC 801-61596
SHERBORN, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROFICIENT WEALTH COUNSELORS, LLC
CRD 152640 · SEC 801-124894
NORWOOD, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROFICIO CAPITAL PARTNERS LLC
CRD 269931 · SEC 801-106483
NEWTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROMETHOS CAPITAL, LLC
CRD 300915 · SEC 801-114880
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROSPECT HILL GROWTH PARTNERS, L.P.
CRD 171462 · SEC 801-88194
WALTHAM, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROSPERITEA PLANNING
CRD 282041 · SEC 801-134175
GREENFIELD, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PSG EQUITY L.L.C.
CRD 295103 · SEC 801-119814
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PUREFI WEALTH, LLC
CRD 328459 · SEC 801-128976
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PUTNAM INVESTMENT MANAGEMENT, LLC
CRD 106629 · SEC 801-7974
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
QIMING U.S. VENTURES MANAGEMENT, LLC
CRD 287471 · SEC 802-110189
CAMBRIDGE, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QTRON INVESTMENTS LLC
CRD 285608 · SEC 801-111732
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUABBIN ADVISORS
CRD 160019 · SEC 801-136203
AMHERST, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RA CAPITAL MANAGEMENT, LP
CRD 160174 · SEC 801-73980
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RADIUS WEALTH MANAGEMENT, INC.
CRD 168159 · SEC 801-123525
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RANGE ROCK CAPITAL
CRD 334203 · SEC 801-131877
WELLESLEY, MA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
RAPTOR CAPITAL MANAGEMENT LP
CRD 161118 · SEC 802-119171
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026