Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1483 ms

Reported as state-registered
ALPHA & OMEGA
CRD 105548
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALPHA ALTERNATIVE INVESTMENTS, LLC
CRD 147390
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ALPHA ASCENT VENTURES LLC
CRD 292578 · SEC 802-132009
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALPHA ASSOCIATES LTD.
CRD 167981 · SEC 802-78431
ZURICH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPHA BLUE CAPITAL
CRD 328350 · SEC 801-128858
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALPHA CAPITAL LLC
CRD 321194
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALPHA FINANCIAL NORDIC
CRD 175450
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALPHA INITIATIVE
CRD 299242
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ALPHA INNOVATIONS LTD.
CRD 300529 · SEC 801-136077
HAMILTON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALPHA JWC MANAGEMENT, LTD.
CRD 318580 · SEC 802-123354
GRAND CAYMAN, CAYMAN ISLANDS
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALPHA JWC VENTURES PTE. LTD.
CRD 318303 · SEC 802-123355
SINGAPORE, SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPHA OMEGA FINANCIAL
CRD 314289 · SEC 801-121214
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALPHA OMEGA FINANCIAL ADVISORS, LLC
CRD 300874
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ALPHA PRIVATE EQUITY FUNDS MANAGEMENT COMPANY
CRD 284478 · SEC 802-110130
LUXEMBOURG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALPHA PRIVATE WEALTH ADVISORS LLC
CRD 172724
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026