Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

23,622 sourced firms · query 344 ms

Exempt Reporting Adviser
ADP II GP LIMITED
CRD 285019 · SEC 802-108590
ST PETER PORT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ADP III GP LIMITED
CRD 300175 · SEC 802-117076
ST PETER PORT, ST PETER PORT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADP STRATEGIC PLAN SERVICES, LLC
CRD 286555 · SEC 801-109013
ROSELAND, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADRIAN DAY ASSET MANAGEMENT
CRD 105985 · SEC 801-39145
DORADO, PR
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADRIAN LEE & PARTNERS
CRD 110822 · SEC 801-57009
CO DUBLIN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ADV PARTNERS CAPITAL MANAGEMENT LTD.
CRD 285618 · SEC 802-108597
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANCE CAPITAL MANAGEMENT INC
CRD 110767 · SEC 801-28092
SOUTHFIELD, MI
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ADVANCE GLOBAL CAPITAL LTD.
CRD 284467 · SEC 802-108172
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANCED ADVISOR GROUP, LLC
CRD 140393 · SEC 801-118465
CAMBRIDGE, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANCED ASSET MANAGEMENT ADVISORS, INC.
CRD 119859 · SEC 801-61760
DUBLIN, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANCED CAPITAL GROUP
CRD 109673 · SEC 801-65944
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANCED FINANCIAL STRATEGIES INC
CRD 108296 · SEC 801-57835
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANCED PLANNING ADVISORS GROUP INC.
CRD 313101 · SEC 801-135718
NAPERVILLE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANCED PORTFOLIO MANAGEMENT, LLC
CRD 138769 · SEC 801-66005
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANCED PORTFOLIO STRATEGIES
CRD 284697 · SEC 801-129062
TORRANCE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANCED RETIREMENT SOLUTIONS, LLC
CRD 288022 · SEC 801-126168
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ADVANCED TECHNOLOGY VENTURES
CRD 162341 · SEC 802-75329
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANCED WEALTH MANAGEMENT
CRD 284438 · SEC 801-136416
SARASOTA, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ADVANCIT CAPITAL ADVISORS LLC
CRD 167928 · SEC 802-124864
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANTAGE ADVISERS MANAGEMENT, LLC
CRD 108180 · SEC 801-55640
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026