Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 179 ms

Reported as registered
COASTWISE CAPITAL GROUP, LLC
CRD 139564 · SEC 801-126023
LA JOLLA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
COBALT INVESTMENT MANAGEMENT LLC
CRD 300974 · SEC 802-114921
SANTA MONICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COBURN BARRETT, LLC
CRD 166464 · SEC 801-78173
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COGENUITY PARTNERS, LLC
CRD 332474 · SEC 801-134034
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COHEN CAPITAL MANAGEMENT INC
CRD 107903 · SEC 801-49266
CORTE MADERA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COLTON WEALTH MANAGEMENT
CRD 150486 · SEC 801-129801
ARCADIA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
COMMERCE VENTURES
CRD 167328 · SEC 802-120653
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMMUNITY INVESTMENT MANAGEMENT LLC
CRD 174204 · SEC 801-117055
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
COMPA CAPITAL GP, LLC
CRD 321774 · SEC 802-130058
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPAK ASSET MANAGEMENT
CRD 109930 · SEC 801-58081
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPOSITION CAPITAL LP
CRD 332182 · SEC 801-130924
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPOSITION WEALTH, LLC
CRD 143483 · SEC 801-74711
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COMPREHENSIVE FINANCIAL MANAGEMENT LLC
CRD 159641 · SEC 801-73689
LOS GATOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONCENTRIC
CRD 321633 · SEC 801-125744
WALNUT CREEK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONCENTRUM WEALTH MANAGEMENT
CRD 167151 · SEC 801-77888
SAN JOSE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONCORD INVESTMENT COUNSEL
CRD 107901 · SEC 801-39752
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CONDUIT CP INVESTMENT I LLC
CRD 339847 · SEC 802-135192
ALAMO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONFIDENCE WEALTH MANAGEMENT, INC.
CRD 127383 · SEC 801-122368
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONGRUENCE CAPITAL, LLC
CRD 328559 · SEC 801-131703
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CONGRUENT MANAGEMENT, LLC
CRD 288096 · SEC 802-110424
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026