Reported as registered
RISING POINT CAPITAL
CRD 341131 · SEC 801-136700
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
793 sourced firms · query 114 ms
Reported as registered
RIVER STREET ADVISORS, LLC
CRD 153537 · SEC 801-119750
AURORA, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RIVERBEND CAPITAL ADVISORS, LLC
CRD 157117 · SEC 801-72250
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RIVERGLADE CAPITAL
CRD 290557 · SEC 801-117071
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RIVERPOINT WEALTH MANAGEMENT
CRD 168346 · SEC 801-78487
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RIVERSPAN PARTNERS LP
CRD 320667 · SEC 801-133703
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RIVERWALK CAPITAL PARTNERS, LLC
CRD 328320 · SEC 801-128887
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROBERTS, GLORE & CO.
CRD 109792 · SEC 801-20667
DEERFIELD, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROCK ISLAND CAPITAL
CRD 161623 · SEC 801-76979
OAK BROOK, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROMANO WEALTH MANAGEMENT
CRD 3215 · SEC 801-27061
EVANSTON, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROOTED WEALTH ADVISORS
CRD 313759 · SEC 801-121129
BOURBONNAIS, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROPPEL CAPITAL MANAGEMENT LLC
CRD 310237 · SEC 801-135964
PARK RIDGE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROTHSCHILD FINANCIAL PARTNERS, LLC
CRD 342696 · SEC 801-136474
OAK BROOK, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROTHSCHILD INVESTMENT
CRD 728 · SEC 801-7395
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROTHSCHILD WEALTH LLC
CRD 162442 · SEC 801-74818
OAKBROOK, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROUNDTABLE HEALTHCARE MANAGEMENT, INC
CRD 161235 · SEC 801-73397
LAKE FOREST, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RPC PRIVATE WEALTH, LLC
CRD 298527 · SEC 801-116685
HINSDALE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RREEF AMERICA L.L.C.
CRD 109596 · SEC 801-55209
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RUEDI WEALTH MANAGEMENT, INC.
CRD 173262 · SEC 801-80415
CHAMPAIGN, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RUNWAY GROWTH CAPITAL LLC
CRD 281514 · SEC 801-108476
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026