Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 175 ms

Reported as registered
CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC
CRD 125689 · SEC 801-69021
CLIFTON PARK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPITAL FOUR US INC.
CRD 315650 · SEC 801-122112
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPITAL INSIGHTS GROUP OF WNY, LLC.
CRD 282909 · SEC 801-128310
BUFFALO, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPITAL MANAGEMENT ASSOCIATES INC
CRD 104783 · SEC 801-17691
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPITAL PRESERVATION PARTNERS, INC.
CRD 126340 · SEC 801-69807
BRONXVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPITOLIS ADVISORS LLC
CRD 290462 · SEC 801-122060
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPRA CREDIT MANAGEMENT, LLC
CRD 281736 · SEC 801-114898
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPRA IBEX CREDIT OPPORTUNITIES, LLC
CRD 332538 · SEC 801-131407
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPRICORN INVESTMENT GROUP LLC
CRD 147417 · SEC 801-69602
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPSTONE INVESTMENT ADVISORS, LLC
CRD 155563 · SEC 801-73004
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPSTONE INVESTMENT FINANCIAL GROUP, LLC
CRD 122575 · SEC 801-67699
WEBSTER, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPULA INVESTMENT US LP
CRD 157589 · SEC 801-73189
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPVEST PARTNERS, INC.
CRD 324459 · SEC 801-127205
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARBON DIRECT CAPITAL MANAGEMENT LLC
CRD 317548 · SEC 801-127893
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARL MARKS MANAGEMENT COMPANY, LLC
CRD 107695 · SEC 801-41108
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C.
CRD 162053 · SEC 801-77691
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAROSA, STANTON & DEPAOLO ASSET MANAGEMENT, LLC
CRD 104588 · SEC 801-53311
MENDON, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARRET ASSET MANAGEMENT, LLC
CRD 131445 · SEC 801-63093
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CARRICK LANE LLC
CRD 309148 · SEC 801-120019
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CARROLL STREET CAPITAL
CRD 334083 · SEC 802-131638
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026