Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1494 ms

Exempt Reporting Adviser
ALPHA QUEST PTE. LTD.
CRD 332458 · SEC 802-132225
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALPHA RETIREMENT WEALTH, LLC
CRD 281786
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALPHA RISING ADVISORS LLC
CRD 307413
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALPHA RUSH, LLC
CRD 156068
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALPHA SQUARED CAPITAL, LLC
CRD 300797
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALPHA STRATEGIES INVESTMENT CONSULTING
CRD 151782
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ALPHA VEE ADVISORS
CRD 329205 · SEC 801-130250
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALPHA WEALTH MANAGEMENT, LLC
CRD 158608
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ALPHA WEALTH STRATEGIES, LLC
CRD 139757 · SEC 801-121887
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPHA-LAB ASSET MANAGEMENT INC.
CRD 327388 · SEC 801-128975
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALPHA-TECH INVESTMENTS, LLC
CRD 311490
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ALPHAAI CAPITAL MANAGEMENT
CRD 316128 · SEC 801-122266
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALPHACAT
CRD 165909 · SEC 802-129134
PEMBROKE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALPHACHI LIMITED
CRD 333182 · SEC 802-131467
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALPHAGLIDER LLC
CRD 166218
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ALPHAGREP UK LIMITED
CRD 330905 · SEC 802-131912
LONDON, ENGLAND
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALPHAHILL CAPITAL LIMITED
CRD 328922 · SEC 802-129123
HONG KONG, CENTRAL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALPHALEDGER INVESTMENT MANAGEMENT, LLC
CRD 337461 · SEC 802-133949
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALPHANEXT, LLC
CRD 297504
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026