Exempt Reporting Adviser
CONNECT VENTURES MANAGEMENT COMPANY, LLC
CRD 340695 · SEC 802-135727
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
2,699 sourced firms · query 178 ms
Reported as registered
CONNECTIVE CAPITAL MANAGEMENT, LLC
CRD 161099 · SEC 801-74339
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONNOR CAPITAL SB, LLC
CRD 283073 · SEC 801-129234
SANTA BARBARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONQUIS FINANCIAL LLC
CRD 319579 · SEC 801-123701
MILLBRAE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONTANGO WEALTH MANAGEMENT LLC
CRD 337757 · SEC 801-134226
OAKLAND, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONTEXT CAPITAL MANAGEMENT LLC
CRD 115167 · SEC 801-64700
LA JOLLA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CONVECTIVE CAPITAL MANAGEMENT, LLC
CRD 324626 · SEC 802-127304
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CONVICTION PARTNERS, LLC
CRD 324113 · SEC 802-127038
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONWAY CAPITAL MANAGEMENT, INC.
CRD 133260 · SEC 801-124905
BURBANK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COOKE WEALTH MANAGEMENT, LLC
CRD 127309 · SEC 801-132264
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COOPER CAPITAL GROUP
CRD 305121 · SEC 801-117210
ENCINITAS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COOPER MCMANUS
CRD 111458 · SEC 801-61944
IRVINE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COPLEY FINANCIAL GROUP, INC.
CRD 283070 · SEC 801-119967
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COPPERPLATE CAPITAL LLC
CRD 174528 · SEC 801-130132
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CORAL TREE MANAGEMENT, LP
CRD 313118 · SEC 801-121135
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CORBEL CAPITAL PARTNERS
CRD 171849 · SEC 801-126205
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CORDILLERA INVESTMENT PARTNERS, L.P.
CRD 277036 · SEC 801-113014
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CORE AND VALUE ADVISORS, LLC
CRD 156093 · SEC 801-72087
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CORE FINANCIAL
CRD 155205 · SEC 801-100415
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CORE FINANCIAL ADVISORS
CRD 168839 · SEC 801-78617
SAN BERNARDINO, CA
Source release August 3, 2026 · retrieved August 18, 2026