Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

803 sourced firms · query 104 ms

Reported as registered
ROCKPOINT
CRD 156630 · SEC 801-73890
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROCKY HILL ADVISORS INC.
CRD 123242 · SEC 801-135804
PEABODY, MA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ROMULUS CAPITAL MANAGEMENT, LLC
CRD 168442 · SEC 802-78864
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROSE GROVE CAPITAL MANAGEMENT, LLC
CRD 156572 · SEC 801-73698
WELLESLEY, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROSE PARK ADVISORS, LLC
CRD 162017 · SEC 801-100483
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ROTHWELL INVESTMENT ADVISORS
CRD 337504 · SEC 801-133979
SALEM, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RPG FAMILY WEALTH ADVISORY, LLC
CRD 158528 · SEC 801-72631
BURLINGTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
RVP MANAGEMENT, LLC
CRD 309936 · SEC 802-119362
CAMBRIDGE, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RWA WEALTH PARTNERS
CRD 156984 · SEC 801-73098
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
S & CO., INC.
CRD 110026 · SEC 801-33273
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SACHETTA, LLC
CRD 145713 · SEC 801-100474
LYNNFIELD, MA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SAFAR PARTNERS LLC
CRD 305059 · SEC 802-117260
CAMBRIDGE, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAFFORD NICHOLAS H & CO INC
CRD 104740 · SEC 801-19482
ROCKPORT, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SANDIA INVESTMENT MANAGEMENT LP
CRD 311098 · SEC 801-120856
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SANDY COVE ADVISORS, LLC
CRD 152482 · SEC 801-107724
HINGHAM, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SANTANDER SECURITIES
CRD 41791 · SEC 801-56796
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAVIOR WEALTH
CRD 299178 · SEC 801-114564
WELLESLEY, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAVVI FINANCIAL LLC
CRD 169196 · SEC 801-78753
WALTHAM, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAWYER & CO INC
CRD 112849 · SEC 801-28526
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SCALEUP LATAM, LLC
CRD 322834 · SEC 802-126442
CAMBRIDGE, MA
Source release August 3, 2026 · retrieved August 18, 2026