Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1579 ms

Reported as state-registered
ALPHAPLUS WEALTH MANAGEMENT LLC
CRD 316620
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALPHAVISTA ASSET MANAGEMENT LLC
CRD 329866
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ALPHEMY CAPITAL SA
CRD 329116 · SEC 802-131213
GENEVA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALPHI CAPITAL LP
CRD 335349 · SEC 802-132697
TORONTO, ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALPINE ASSET MANAGEMENT
CRD 174703
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ALPINE INVESTMENT MANAGEMENT LIMITED
CRD 323490 · SEC 802-126935
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALPINE PEAKS CONSULTING
CRD 154366
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALPINE ROAD FINANCIAL
CRD 331538
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ALPINE SPACE VENTURES MANAGEMENT GMBH
CRD 325472 · SEC 802-128587
MUNICH, BAVARIA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPINVEST PARTNERS B.V.
CRD 159215 · SEC 801-72890
AMSTERDAM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALT ALPHA CAPITAL, LLC
CRD 338849
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALTA FINANCIAL GROUP
CRD 145001
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ALTA GROWTH CAPITAL
CRD 162484 · SEC 802-75157
MEXICO CITY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALTA PACIFIC WEALTH MANAGEMENT LLC
CRD 169190
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ALTA SEMPER CAPITAL LLP
CRD 309826 · SEC 802-119232
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALTA STRADA WEALTH MANAGEMENT
CRD 337545
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ALTA VENTURES MEXICO
CRD 162944 · SEC 802-75021
SAN PEDRO GARZA GARCIA, NUEVO LEON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALTA VIA CAPITAL
CRD 289739
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALTA VIA FINANCIAL PLANNING
CRD 325321
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ALTAI CAPITAL MANAGEMENT, L.P.
CRD 151638 · SEC 801-70647
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026