Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

23,622 sourced firms · query 362 ms

Reported as registered
ADVISORY INVESTOR SERVICES LLC
CRD 173134 · SEC 801-122774
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVISORY RESEARCH INC
CRD 108254 · SEC 801-14172
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVISORY SERVICES NETWORK
CRD 146051 · SEC 801-71112
ATLANTA, GA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVISORY SOLUTIONS GROUP
CRD 339919 · SEC 801-135130
PLYMOUTH, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVOCACY FINANCIAL LLC
CRD 305954 · SEC 801-136057
COVINGTON, LA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVOCACY WEALTH MANAGEMENT, LLC
CRD 141943 · SEC 801-77677
ATLANTA, GA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVOCATE INVESTING SERVICES
CRD 273035 · SEC 801-125692
WOODBINE, MD
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVOCATES WEALTH PLANNING
CRD 138612 · SEC 801-65283
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVUS FINANCIAL PARTNERS, LLC
CRD 311990 · SEC 801-120458
WINTER PARK, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVYZON INVESTMENT MANAGEMENT, LLC
CRD 318816 · SEC 801-123361
LISLE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADW CAPITAL MANAGEMENT LLC
CRD 175486 · SEC 801-113599
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AE INDUSTRIAL PARTNERS, LP
CRD 173020 · SEC 801-95172
BOCA RATON, FL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AE WEALTH MANAGEMENT, LLC
CRD 282580 · SEC 801-107319
TOPEKA, KS
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AEA ENTERPRISE PARTNERS MANAGEMENT LP
CRD 132753 · SEC 801-63692
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AEA QP ADVISERS LLC
CRD 124560 · SEC 801-61722
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AEB CAPITAL
CRD 159488 · SEC 802-78855
WASHINGTON, DC
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AEC HOLDINGS, L.P.
CRD 288791 · SEC 802-118721
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AECOM CAPITAL REAL ESTATE, LLC
CRD 298333 · SEC 801-113922
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AECOM-CANYON PARTNERS REAL ESTATE FUND ADVISORS LLC
CRD 297526 · SEC 801-113602
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AEGIS CAPITAL CORP.
CRD 15007 · SEC 801-71386
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026