Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1405 ms

Reported as registered
ALTES CAPITAL, LLC
CRD 331481 · SEC 801-130444
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTIORA FINANCIAL GROUP, LLC
CRD 292008 · SEC 801-112389
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALTIRRA VENTURES LTD.
CRD 328467 · SEC 802-129345
JAKARTA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALTITUDE WEALTH MANAGEMENT, LLC
CRD 288529
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALTMAN SACKS CORPORATION
CRD 305420
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ALTOR FUND II GP LIMITED
CRD 161901 · SEC 802-75851
ST HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALTOR FUND III GP LIMITED
CRD 161903 · SEC 802-75860
ST HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALTOR FUND MANAGER AB
CRD 172713 · SEC 802-80312
STOCKHOLM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALTOS FINANCIAL MANAGEMENT, LLC
CRD 107602
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ALTRA ASSET MANAGEMENT CORP.
CRD 165430 · SEC 802-77231
PANAMA CITY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALTRON CAPITAL MANAGEMENT
CRD 298443
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALTRUVISTA LLC
CRD 154576
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALTURAS WEALTH MANAGEMENT, LLC
CRD 304531
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALTUS WEALTH SOLUTIONS
CRD 145259
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ALUMAN
CRD 281073 · SEC 801-132930
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ALUPKA ASSET MANAGEMENT
CRD 158410
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALVARADO & ASSOCIATES, LLC
CRD 298577
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ALVARADO MANAGEMENT COMPANY
CRD 136227
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026