Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 185 ms

Reported as registered
CROWN ADVISORS MANAGEMENT, INC.
CRD 109720 · SEC 801-89172
LARKSPUR, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRUDEN BAY INVESTMENT MANAGEMENT, LLC
CRD 284787 · SEC 801-108314
WESTLAKE VILLAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRUX WEALTH ADVISORS
CRD 330731 · SEC 801-130283
LONG BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CRV, LLC
CRD 160470 · SEC 802-75907
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CRYPTO LOTUS LLC
CRD 289267 · SEC 802-112401
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CRYSTAL COVE ASSET MANAGEMENT
CRD 289810 · SEC 801-135864
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CS CAPITAL MANAGEMENT INC
CRD 106492 · SEC 801-40916
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CSC UPSHOT VENTURES MANAGEMENT, LLC
CRD 283270 · SEC 801-119175
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CTA WEALTH ADVISORS, INC.
CRD 113007 · SEC 801-118848
BURBANK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CUADRILLA CAPITAL, LLC
CRD 314510 · SEC 801-122076
SANTA BARBARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CURATED WEALTH PARTNERS, LLC
CRD 297852 · SEC 801-113890
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CUREWELL CAPITAL MANAGEMENT, LLC
CRD 318142 · SEC 801-130716
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CURTIS ADVISORY GROUP, LLC
CRD 151695 · SEC 801-81082
SANTA BARBARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CVF CAPITAL PARTNERS, INC.
CRD 164965 · SEC 802-77126
DAVIS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CW INVESTMENT ADVISERS, LLC
CRD 305926 · SEC 801-120163
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CWS CAPITAL PARTNERS LLC
CRD 166871 · SEC 801-107474
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CYPRESS POINT INVESTMENT MANAGEMENT LP
CRD 316549 · SEC 801-131601
MILL VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CYPRESS WEALTH SERVICES, LLC
CRD 288992 · SEC 801-110836
PALM DESERT, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
D. M. BRENNER, INC.
CRD 134398 · SEC 801-119136
SOLANA BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
D'ARCY CAPITAL MANAGEMENT, LLC
CRD 156264 · SEC 801-120475
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026