Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

793 sourced firms · query 91 ms

Reported as registered
STRATEGIC PORTFOLIO MANAGERS
CRD 155286 · SEC 801-127818
NORTHFIELD, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STRIDE INVESTMENTS, LLC
CRD 167037 · SEC 801-118363
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STUDIO INVESTMENT MANAGEMENT
CRD 158489 · SEC 801-121558
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SUMO INVESTMENT MANAGEMENT LLC
CRD 328651 · SEC 802-130976
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SVOBODA CAPITAL PARTNERS LLC
CRD 165490 · SEC 802-115205
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SYSTIMA CAPITAL MANAGEMENT
CRD 168318 · SEC 801-79703
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
T2 ASSET MANAGEMENT, LLC
CRD 167714 · SEC 801-112202
NAPERVILLE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TAIBER, KOSMALA & ASSOCIATES, LLC
CRD 161703 · SEC 801-76838
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TAIKO
CRD 287792 · SEC 801-110639
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TAIKO PRIVATE WEALTH
CRD 329909 · SEC 801-129742
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TALL PINES CAPITAL, LLC
CRD 286089 · SEC 801-114900
OAK BROOK, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TALLWOODS PARTNERS, LLC
CRD 168865 · SEC 801-78525
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TASSEO ECOSYSTEM LLC
CRD 338761 · SEC 802-134908
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TECHNEXUS LLC
CRD 338101 · SEC 802-134399
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TEMERITY STRATEGIC PARTNERS
CRD 333815 · SEC 801-131786
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TENET WEALTH PARTNERS, LLC
CRD 339818 · SEC 801-135114
CHAMPAIGN, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TETLEY INVESTMENTS, LLC
CRD 164130 · SEC 801-121491
PARK RIDGE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TEZA CAPITAL MANAGEMENT LLC
CRD 173124 · SEC 801-80584
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE COPIA GROUP
CRD 327954 · SEC 801-134866
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE DALA GROUP, LLC
CRD 291828 · SEC 801-127948
HOFFMAN ESTATES, IL
Source release August 3, 2026 · retrieved August 18, 2026