Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1261 ms

Exempt Reporting Adviser
ALWALEED X.AI INC.
CRD 339810 · SEC 802-135093
RIYADH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AM ADVISORS
CRD 284168 · SEC 802-107933
CYBERCITY, EBENE 72201
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AM SQUARED LIMITED
CRD 296223 · SEC 802-118141
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AM WEALTH SOLUTIONS, LLC
CRD 334822
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AMADEUS CAPITAL PARTNERS LIMITED
CRD 161838 · SEC 802-75313
CAMBRIDGE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMALIA PARTNER AG
CRD 338138 · SEC 801-135009
ZURICH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMALTASH ADVISORS
CRD 341060 · SEC 801-135794
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AMANA ADVISORS
CRD 325301
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AMANSA CAPITAL PTE. LTD.
CRD 145780 · SEC 802-74123
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AMARAL FINANCIAL PLANNING
CRD 316681
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AMASIA MANAGEMENT, LLC
CRD 171756 · SEC 802-96188
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AMAZONITE INVESTMENTS LLC
CRD 325264
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AMB FINANCIAL LLC
CRD 329930
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AMBASSADOR WEALTH MANAGEMENT, LLC
CRD 167064
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AMBASTHA FINANCIAL LLC
CRD 300294
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AMBER CAPITAL
CRD 293867 · SEC 802-121453
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AMBER TRUST II MANAGEMENT S.A.
CRD 162770 · SEC 802-75406
LUXEMBOURG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMBERLAKE PARTNERS SAM
CRD 322274 · SEC 801-126126
MONACO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AMBIENTA SGR S.P.A.
CRD 292352 · SEC 802-112795
MILANO
Source release August 3, 2026 · retrieved August 18, 2026