Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 885 ms

Reported as state-registered
AMBITION FINANCIAL LLC
CRD 342844
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AMBROSIA HERB TEA, LLC
CRD 288737
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AMC WEALTH MANAGEMENT, LLC
CRD 308157
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
AMELIORA WEALTH MANAGEMENT LTD.
CRD 164038 · SEC 801-76787
ZURICH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AMERICAN BUSINESS CAPITAL
CRD 123754
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AMERICAN ELITE ADVISORY
CRD 212513
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
AMERICAN EXPATS IN EUROPE LTD.
CRD 319225 · SEC 801-124964
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AMERICAN INVESTMENT MANAGEMENT GROUP LLC
CRD 284128
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AMERICAN LEGACY CAPITAL LLC
CRD 287967
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AMERICAN MARKET ADVISORS, INC.
CRD 115796
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AMERICAN STRATEGIC CAPITAL
CRD 138144
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AMERICAN VISION ADVISORS LLC
CRD 290457
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AMERIGO ASSET MANAGEMENT CORPORATION
CRD 153607
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026