Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 176 ms

Exempt Reporting Adviser
DCVC BIO
CRD 297640 · SEC 802-113645
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DE GROOTE FINANCIAL GROUP, LLC
CRD 168178 · SEC 801-78358
THOUSAND OAKS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DEAN ROLAND RUSSELL, LLC
CRD 109480 · SEC 801-56225
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DECAMILLA CAPITAL MANAGEMENT LLC
CRD 108027 · SEC 801-123600
SACRAMENTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DECISION INVESTMENTS, INC.
CRD 145073 · SEC 801-132048
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DEDICATED CAPITAL ADVISORS, LLC
CRD 168132 · SEC 801-78393
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DEDORA CAPITAL, INC.
CRD 177523 · SEC 801-96227
NAPA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
DEEP BLUE CAPITAL
CRD 336045 · SEC 801-134608
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DEFILADE CAPITAL MANAGEMENT, L.P.
CRD 337997 · SEC 801-134248
EMERYVILLE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DEFINE FINANCIAL, LLC
CRD 286648 · SEC 801-122024
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DEFINE VENTURES MANAGEMENT, LLC
CRD 299671 · SEC 802-114577
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DEFY PARTNERS MANAGEMENT, LLC
CRD 290048 · SEC 802-111912
WOODSIDE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DEL MAR WEALTH MANAGEMENT INC
CRD 175022 · SEC 801-119990
DEL MAR, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DELARME WEALTH MANAGEMENT, INC.
CRD 328372 · SEC 801-128936
PALOS VERDES ESTATES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DELTA ACCUMULATION, LLC
CRD 286434 · SEC 801-132565
SAUSALITO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DELTA INVESTMENT MANAGEMENT, LLC
CRD 149596 · SEC 801-114006
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DENALI ADVISORS, LLC
CRD 110242 · SEC 801-60039
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DENMU LLC
CRD 337756 · SEC 802-134314
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
DERIVE VENTURES
CRD 326349 · SEC 802-128110
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DERIVE WEALTH
CRD 284619 · SEC 801-132085
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026